Quantcast
Channel: Legal Bistro Blog » Securities & Exchange Commission
Browsing all 4 articles
Browse latest View live

Image may be NSFW.
Clik here to view.

Dodd-Frank Act Finally Pays Out

   After the passage of the Dodd-Frank Act in 2010 (better known as the “Whistle Blower Act”), an article written by Chad Bray entitled: SEC Readying First Payment Under New Whistleblower Program...

View Article



Image may be NSFW.
Clik here to view.

Peter Madoff Awaits Sentencing – Victim or Villain?

   On Monday, December 17, 2012, Defense attorneys John R. Wing, Charles T. Spada and Jeannie Rose Rubin of Lankler Siffert & Wohl LLP filed a 44 page Sentencing Memorandum on behalf of their...

View Article

Image may be NSFW.
Clik here to view.

High Profile Insider Trading Involving Ex-KPMG Auditing Partner

http://www.youtube.com/watch?v=98nNDtY7QTk  The problems seem to be mounting for former KPMG Auditing Partner Scott London.  On April 11, 2013, the Securities and Exchange Commission issued a press...

View Article

Image may be NSFW.
Clik here to view.

Life After the Dodd Frank Act

  On July 21, 2010, President Barack Obama signed into federal law the Dodd-Frank Wall Street Reform and Consumer Protection Act.  Better known as the Dodd Frank Act, the law was enacted in response to...

View Article
Browsing all 4 articles
Browse latest View live




Latest Images